Executive Team

Dean Kasparian

Dean Kasparian is one of the leading experts in market analysis. His research and work as President of AIQ Systems led to the development of the first artificial intelligence-based trading software program.  Dean has devoted over 20 years to the science and study of quantitative market analysis. Using proprietary systems and approaches to market strategies and tactical asset allocation, he has acquired and honed a unique blend of skills. Dean's proven software development expertise, coupled with his experience in both trading and investing has given him a deep understanding of the financial marketplace. Areas of specialization include technical and fundamental market analysis, trading system development tools, and group / sector analysis techniques.

In 2005, Dean was recruited to PerTrac Financial Solutions (formerly Strategic Financial Solutions) as Chief Operating Officer. (PerTrac is the world's leading asset allocation and investment analysis software for money managers, hedge funds, or family trusts.) Dean has appeared frequently as a guest on many national financial television and radio programs, and is a featured presenter on the national lecture circuit, speaking on market analysis, and designing and testing trading systems.

Dean's background has led him to specialize beyond the broad market; while his analysis may start there, he finishes in the area of subsurface style analysis, researching and responding to impending changes in market trends across various styles as well as asset classes. This results in being able to position within the most promising asset classes within asset styles.

Dean is the founder and current CEO of Sierra Analytics.

CHIEF COMPLIANCE OFFICER

Contact: 800.462.1655 (ext. 709) / Email: sgottlieb@tuttlewealth.com

As Chief Compliance Officer and TWM legal counsel, Scott Gottlieb brings to Tuttle Wealth Management  more than thirteen years of experience in developing, implementing and monitoring compliance programs for investment advisers, hedge funds and broker-dealers. Scott is also the founder and President of U.S. Compliance Consultants, a full-service compliance consulting firm offering a wide range of registration and compliance services to state and SEC registered investment advisers. Mr. Gottlieb has served as President of both Massachusetts Compliance Consultants and Connecticut Compliance Consultants. 

Based on his vision for a simplified model of providing compliance consulting solutions, these regional companies emerged as a leading provider of compliance consulting services to registered investment advisers, recognized throughout the industry for its dedication to client service. Mr. Gottlieb also practiced corporate and securities law in the New York and Los Angeles offices of Kelley, Drye & Warren LLP, an international law firm, as well as with various state-based law firms. During the course of his legal career he advised clients on securities regulation, investment adviser compliance, broker-dealer regulatory issues, initial public offerings, private placements, venture capital financings and international joint ventures.

Mr. Gottlieb is an honors graduate of Tufts University and the University of Connecticut School of Law.  Prior to law school, Mr. Gottlieb maintained his Series 7 license as a Financial Consultant with Merrill Lynch & Co., Inc.  Mr. Gottlieb is a member of the National Society of Compliance Professionals; the Society of Corporate Compliance and Ethics; the Association for Practical and Professional Ethics; and the American Bar Association Center for Professional Responsibility.